FSCO undertakes a number of monitoring activities as part of its regulatory functions. It conducts police background checks, compliance audits, and reviews complaints in the sectors it regulates.
Other Statistics:
CATEGORY |
Q1 |
Q2 |
Q3 |
Q4 |
CUMULATIVE TOTAL |
| CONTINUING EDUCATION AUDITS (Life Agents) |
0 |
0 |
0 |
0 |
|
CRIMINAL RECORD CHECKS |
2,252 |
2,337 |
1,960 |
6,549 |
|
| COMPLAINT REVIEWS (Insurance Agents) |
23 |
34 |
43 |
100 |
|
| COMPLAINT REVIEWS (Insurance Companies) |
22 |
69 |
55 |
146 |
|
| COMPLAINT REVIEWS (Paralegals/SABS Representatives) |
12 |
3 |
2 |
17 |
|
| COMPLAINT REVIEWS (Health Care Providers) |
1 |
0 |
4 |
5 |
|
| ONSITE COMPLIANCE EXAMS (Insurance Companies) |
1 |
1 |
1 |
3 |
|
| ERRORS & OMMISSIONS INSURANCE AUDITS (Insurance Agents) |
358 |
370 |
372 |
1,100 |
* This page contains Monitoring and Enforcement-related statistical data from July 1, 2007 onward.
If you require information prior to this date, please visit the Monitoring and Enforcement Bulletin page.
Financial Services Commission of Ontario