FSCO undertakes a number of monitoring activities as part of its regulatory functions. It conducts police background checks, compliance audits, and reviews complaints in the sectors it regulates.
Other Statistics:
| CATEGORY (click titles for definitions) |
Q1 |
Q2 |
Q3 |
Q4 |
CUMULATIVE TOTAL |
| COMPLAINT REVIEWS (Mortgage Brokerages) |
0 |
0 |
5 |
4 |
9 |
| COMPLAINT REVIEWS (Mortgage Brokers) |
19 |
18 |
24 |
3 |
64 |
| COMPLAINT REVIEWS (Mortgage Agents ) |
0 |
0 |
5 |
23 |
28 |
| ONSITE COMPLIANCE EXAMS (Mortgage Brokers) |
6 |
19 |
1 |
0 |
26 |
* This page contains Monitoring and Enforcement-related statistical data from July 1, 2007 onward.
If you require information prior to this date, please visit the Monitoring and Enforcement Bulletin page.



Financial Services Commission of Ontario